Peter Michael Allen Attorney| Allen Law Group P.C.
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Peter Michael Allen

Principal Attorney

Peter’s experience as an attorney includes work in business litigation, regulation and transactions. He has worked at law firms in New York City as an attorney and the U.S. Securities and Exchange Commission (SEC) as a legal extern.

 

Peter also has a background in business deals. His experience in structuring deals, as a lawyer, includes venture capital investments and startup company deals (“Series A” funding), securities offerings (private placements under Regulation D), business formation and investment fund issues for SEC registered funds, hedge funds, and private equity funds. His experience also includes business litigation including antitrust litigation.

 

His background also includes forming and advising investment funds and investment advisors for both private funds, including hedge funds and private equity firms and public funds, including mutual funds and exchange traded funds (ETFs), and other investment vehicles including business development companies (BDCs) and real estate investment trusts (REITs).

 

Since 2011, he has worked on fifteen (15) bilingual Japanese-English language based cross-border litigation & Department of Justice (DOJ) investigation cases defending Japanese companies for antitrust, product liability and other matters including cross-border Japan-U.S. DOJ antitrust investigations of mergers & acquisitions (M&A).

 

During law school at Georgetown University, he worked as a legal extern at the SEC where his work focused on regulatory matters concerning mutual funds, ETFs and hedge funds. Peter holds law degrees from Georgetown University Law Center (LL.M. in Securities & Financial Regulation), St. John’s University School of Law (LL.M. in Bankruptcy), and University of San Diego School of Law (Juris Doctor). Peter is admitted to the bar of New York and has held series 7 and 63 licenses.

Practice Areas

Startups, Corporate, Business Deals, Institutional Investments and Venture Capital

Languages

English, Japanese

Articles, Publications and Speaking Engagements

Peter writes on issues concerning institutional investing and corporate deals.

 

His published articles include:

 

“Rival Lender Groups Fight Over the DIP Financing in the J.C. Penney Chapter 11 Bankruptcy,” ABI Business Reorganization Committee Newsletter, August 2020

 

“Private Equity Firms and Hedge Funds’ Distressed Investing Strategies in Chapter 11 and Out-of-Court Corporate Restructuring and Distressed M&A,” The Investment Lawyer, June 2018

 

“The Rise of Self-Indexing ETFs:  The Spectrum From Passive Index to Actively Managed ETFs,” The Investment Lawyer, August 2015

 

“Waiting for the Green Light:  Nontransparent Active ETFs are Ready to Launch Subject to SEC Review,” The Investment Lawyer, July 2014