SEC, Banking & Financial Regulation | Allen Law Group P.C.
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SEC, Banking & Financial Regulation

We advise on SEC, Banking & Financial Regulation.

 

Our deep background in SEC, Banking & Financial Regulation provides our clients with sophisticated and meticulous representation to protect and enhance our clients’ interests.

 

We leverage a wealth of experience at leading major firms to provide our clients with exceptional legal counsel.

 

 

We advise on SEC, Banking & Financial Regulation for a broad range of matters including:

  • Securities Act of 1933
  • Securities Exchange Act of 1934
  • Investment Advisers Act of 1940
  • Investment Company Act of 1940
  • Sarbanes Oxley Act
  • JOBS Act
  • Federal Reserve Act
  • FDIC regulations
SEC, banking